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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-17
UT RA APPROVED 2022-06-17
  • TX RA
    APPROVED
    Since 2022-06-17
  • UT RA
    APPROVED
    Since 2022-06-17

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Woods Cross, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 11/2015 03/2017
Morgan Stanley Services Group Inc. South Jordan UT 03/2017 01/2020
Morgan Stanley South Jordan UT 09/2017 Present
Solium Financial Services Llc South Jordan UT 06/2020 09/2020
  • 11/2015 → 03/2017
    South Jordan, UT
  • 03/2017 → 01/2020
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 09/2017 → Present
    South Jordan, UT
  • 06/2020 → 09/2020
    Solium Financial Services Llc
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
S63 Uniform Securities Agent State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2022-06-16
  • S63 Uniform Securities Agent State Law Examination
    2017-01-17

View on SEC IAPD

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