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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Murphy | TX | 09/2012 | Present |
1. 09/14/2012: REAL ESTATE RENTAL - Investment Related - BEDFORD, TX & CARROLLTON, TX - Time Spent 2% - RENTAL PROPERTIES. 2. 2/24/2017: Dault Real Estate - Investment Related - 318 W FM 544 C2, Murphy, TX 75094 - Business Entity For Tax/Investment Purposes Only - Start 03/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Tax entity. 3. 03/03/2017 - Dault Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/17 - 0 hours per month. 4. 05/18/2023 - Dault Trahan Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 0 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-31 |
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