Best Investors Account Sign in

Bertha Lucia Pinilla

Wells Fargo Clearing Services, LLC

Murphy, TX

Fort Worth, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-03
  • TX RA
    APPROVED
    Since 2021-02-03

Branch Locations

154 W Fm 544, Murphy, TX 75094 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Dallas TX 06/2014 Present
Wells Fargo Clearing Services, Llc Dallas TX 04/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-03
S63 Uniform Securities Agent State Law Examination 2019-10-17
  • S66 Uniform Combined State Law Examination
    2021-02-03
  • S63 Uniform Securities Agent State Law Examination
    2019-10-17
Other Names
  • Bertha Lucia Tavera Hernandez

View on SEC IAPD

Other Firms

EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
JONES CAPITAL ADVISORS, LLC

Other Investors

Martin Jay Kogel
Paul Sheldon Brown
Kirbi Leigh Stellano
claudia viviana taylor
Jose M Oseguera
Ma Nang Lar
WILLIS CARLTON MORRISON
Quinton Wong

Other Offices

EDWARD JONES · Murphy, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MURPHY, TX
PNC WEALTH MANAGEMENT LLC · MURPHY, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Murphy, TX
J.P. MORGAN SECURITIES LLC · MURPHY, TX
LPL FINANCIAL LLC · MURPHY, TX
EDWARD JONES · Murphy, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Murphy, TX

More in Murphy, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor