Claudia Viviana Taylor

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 08/2017 → 10/2020
  Oxnard College
  Oxnard, CA
• 10/2016 → 08/2017
  Us Bank
  Thousand Oaks, CA
• 10/2015 → 10/2016
  Citibank
  Port Hueneme, CA
• 03/2023 → Present
  Bank Of America, N.A.
  Frisco, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-08-05

Other Names

• Claudia Viviana Ortiz Castro
• Claudia V Ortiz