Best Investors Account Sign in

Claudia Viviana Taylor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Murphy, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

113 E Fm 544, Murphy, TX 75094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 10/2020 Present
Oxnard College Oxnard CA 08/2017 10/2020
Us Bank Thousand Oaks CA 10/2016 08/2017
Citibank Port Hueneme CA 10/2015 10/2016
Bank Of America, N.A. Frisco TX 03/2023 Present
  • 10/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Frisco, TX
  • 08/2017 → 10/2020
    Oxnard College
    Oxnard, CA
  • 10/2016 → 08/2017
    Us Bank
    Thousand Oaks, CA
  • 10/2015 → 10/2016
    Citibank
    Port Hueneme, CA
  • 03/2023 → Present
    Bank Of America, N.A.
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-05
  • S66 Uniform Combined State Law Examination
    2023-08-05
Other Names
  • Claudia Viviana Ortiz Castro
  • Claudia V Ortiz

View on SEC IAPD

Other Firms

EDWARD JONES
PNC WEALTH MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
JONES CAPITAL ADVISORS, LLC

Other Investors

Martin Jay Kogel
Paul Sheldon Brown
Kirbi Leigh Stellano
Jose M Oseguera
Ma Nang Lar
BERTHA LUCIA PINILLA
WILLIS CARLTON MORRISON
Quinton Wong

Other Offices

EDWARD JONES · Murphy, TX
PNC WEALTH MANAGEMENT LLC · MURPHY, TX
WELLS FARGO CLEARING SERVICES, LLC · MURPHY, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Murphy, TX
J.P. MORGAN SECURITIES LLC · MURPHY, TX
LPL FINANCIAL LLC · MURPHY, TX
EDWARD JONES · Murphy, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Murphy, TX

More in Murphy, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor