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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-24
SD RA APPROVED 2008-11-20
  • TX RA
    APPROVED_RES
    Since 2008-11-24
  • SD RA
    APPROVED
    Since 2008-11-20

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

Rapid City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Rapid City SD 11/2008 Present
  • 11/2008 → Present
    Rbc Capital Markets Corporation
    Rapid City, SD
Previous Registrations
Other Businesses

(1) DAVID HILLARD; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SHORT-TERM RENTAL OF MY HOME TO A RELATIVE; CAPACITY: OTHER - HOMEOWNER OF A SHORT-TERM RENTAL OF MY PERSONAL RESIDENCE TO A RELATIVE; START DATE: 01/15/2019; DUTIES: OWNER OF HOME; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (2)NAME OF ENTITY: Mirage, LLC; ADDRESS: 35 South 4th Street Custer, SD 57730; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Commercial Real Estate Building; CAPACITY: Owner - Passive; START DATE: 10/25/2007; DUTIES: Passive commercial real estate ownership; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (3) NAME OF ENTITY: Rapid Flyers, LLC ADDRESS: 11003 Amber Lane Black Hawk, SD 57718 NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: LLC owns a 2003 Cirrus and hangar CAPACITY: Owner - Passive, Officer START DATE: 12/01/2013 DUTIES: Duties of a partner and officer HOURS DEVOTED PER MONTH: 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None (4) NAME OF ENTITY: Black Hills State University Student Investment Club ADDRESS: 1200 University St., Unit 9506, Spearfish, SD 57799-9506 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: BHSU Student Investment Club CAPACITY: Student Investment Club Advisor START DATE: 9/1/2021 DUTIES: I will coach the members of the club regarding sound investment decision considerations. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Streamside L.L.C. ADDRESS: 5315 Carriage Hills Place Rapid City, SD 57702 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Commercial Property CAPACITY: Owner - Active START DATE: 04/01/21 DUTIES: Management of commercial property to be built at 243 Founders Drive in Rapid City SD. This will become the location of the Rapid City RBCWM branch when the building is complete. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 6) NAME OF ENTITY: Aventure Estates HOA ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Subdivision HOA CAPACITY: Board of Directors * START DATE: 01/01/23 DUTIES: Provide oversight on subdivision's water and road maintenance. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-28
  • S66 Uniform Combined State Law Examination
    2000-09-28

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