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11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-30 |
| GA | RA | APPROVED | 2026-06-22 |
| TX | RA | APPROVED_RES | 2026-06-11 |
| VA | RA | APPROVED | 2026-06-11 |
| NY | RA | APPROVED | 2026-06-10 |
| FL | RA | APPROVED | 2026-05-28 |
Branch Locations
4171 West Hillsboro Boulevard Suite 4, Coconut Creek, FL 33073 • United States
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | N/A | NY | 05/2014 | 04/2021 |
| Primerica/ Pfs Investments | Duluth | GA | 04/2021 | 03/2022 |
| Florida Department Of Health - Broward County | Ft. Lauderdale | FL | 10/2021 | 02/2022 |
| Wealth Investment Group | Plantation | FL | 03/2022 | 02/2026 |
| Raymond James Financial Services, Inc. | Plantation | FL | 03/2022 | 02/2026 |
| Raymond James Financial Services Advisors, Inc | Plantation | FL | 01/2023 | 02/2026 |
| Alpina Financial Consultants, Llc | Coconut Creek | FL | 05/2026 | Present |
| Lpl Financial | Coconut Creek | FL | 05/2026 | Present |
1. 05/2026 - Ronna Lao - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Boca Raton, FL, 33434 – OBA Start Date: 01/01/2025 2. 05/2026 - Alpina Financial Consultants, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/25/2026 3. 06/05/2026 - National Wealth Management Group, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/19/2026 - 160 hours per month/ during trading - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-07 |
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