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Current Employers
National Wealth Management Group, Llc

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-30
GA RA APPROVED 2026-06-22
TX RA APPROVED_RES 2026-06-11
VA RA APPROVED 2026-06-11
NY RA APPROVED 2026-06-10
FL RA APPROVED 2026-05-28
  • NJ RA
    APPROVED
    Since 2026-07-30
  • GA RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED_RES
    Since 2026-06-11
  • VA RA
    APPROVED
    Since 2026-06-11
  • NY RA
    APPROVED
    Since 2026-06-10
  • FL RA
    APPROVED
    Since 2026-05-28

Branch Locations

4171 West Hillsboro Boulevard Suite 4, Coconut Creek, FL 33073 • United States

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed N/A NY 05/2014 04/2021
Primerica/ Pfs Investments Duluth GA 04/2021 03/2022
Florida Department Of Health - Broward County Ft. Lauderdale FL 10/2021 02/2022
Wealth Investment Group Plantation FL 03/2022 02/2026
Raymond James Financial Services, Inc. Plantation FL 03/2022 02/2026
Raymond James Financial Services Advisors, Inc Plantation FL 01/2023 02/2026
Alpina Financial Consultants, Llc Coconut Creek FL 05/2026 Present
Lpl Financial Coconut Creek FL 05/2026 Present
  • 05/2014 → 04/2021
    Unemployed
    N/A, NY
  • 04/2021 → 03/2022
    Primerica/ Pfs Investments
    Duluth, GA
  • 10/2021 → 02/2022
    Florida Department Of Health - Broward County
    Ft. Lauderdale, FL
  • 03/2022 → 02/2026
    Wealth Investment Group
    Plantation, FL
  • 03/2022 → 02/2026
    Raymond James Financial Services, Inc.
    Plantation, FL
  • 01/2023 → 02/2026
    Plantation, FL
  • 05/2026 → Present
    Alpina Financial Consultants, Llc
    Coconut Creek, FL
  • 05/2026 → Present
    Lpl Financial
    Coconut Creek, FL
Previous Registrations
Other Businesses

1. 05/2026 - Ronna Lao - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Boca Raton, FL, 33434 – OBA Start Date: 01/01/2025 2. 05/2026 - Alpina Financial Consultants, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/25/2026 3. 06/05/2026 - National Wealth Management Group, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/19/2026 - 160 hours per month/ during trading - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
S63 Uniform Securities Agent State Law Examination 2002-01-07
  • S66 Uniform Combined State Law Examination
    2023-01-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-07
Other Names
  • Ronna D Lao
  • Ronna Lao

View on SEC IAPD

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