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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2007-10-10
TX RA APPROVED 2007-10-09
  • SC RA
    APPROVED
    Since 2007-10-10
  • TX RA
    APPROVED
    Since 2007-10-09

Branch Locations

1127 Ebenezer Rd, Rock Hill, SC 29732 • United States

South Carolina Bank & Trust 9789 Charlotte Hwy., Ste. 100, Fort Mill, SC 29715 • United States

South Carolina Bank & Trust 808 E. Tom Hall St., Fort Mill, SC 29716 • United States

South Carolina Bank & Trust 801 E. Liberty St., York, SC 29745 • United States

817 Dave Gibson Blvd, Fort Mill, SC 29708 • United States

222 East Main Street, Rock Hill, SC 29732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 10/2007 Present
South State Bank (Formerly: South Carolina Bank And Trust) Fort Mill SC 10/2007 Present
  • 10/2007 → Present
    Fort Mill, SC
  • 10/2007 → Present
    South State Bank (Formerly: South Carolina Bank And Trust)
    Fort Mill, SC
Previous Registrations
  • 2006-07-07 → 2007-10-09
    Uvest Financial Services Group, Inc.
    Fort Mill, SC
    Rock Hill, SC
    Fort Mill, SC
Other Businesses

1. 5/27/2014: SOUTH STATE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE=06/30/2014 - 160 HOURS PER MONTH/130 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-28
S63 Uniform Securities Agent State Law Examination 2000-08-17
  • S65 Uniform Investment Adviser Law Examination
    2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-17

View on SEC IAPD

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