James Gregory Wallace

Current Employers

Employment History

• 09/2004 → 10/2023
  Infinex Investments, Inc.
  Wilton, CT
• 08/2006 → 10/2023
  Newtown Savings Bank
  Newtown, CT
• 10/2023 → Present
  Steward Partners Global Advisory, Llc
  Newtown, CT
• 10/2023 → Present
  Steward Partners Investment Solutions, Llc
  Newtown, CT
• 10/2023 → Present
  Steward Partners Investment Advisory, Llc
  Newtown, CT

Previous Registrations

• 2004-09-20 → 2023-10-12
  Osaic Institutions, Inc.
  Bethel, CT
  Trumbull, CT
  Newtown, CT
  Norwalk, CT
  Shelton, CT
  Newtown, CT
  Norwalk, CT
  Monroe, CT
  Oxford, CT
  Southbury, CT
  Danbury, CT
  Trumbull, CT
  Monroe, CT
• 2004-05-27 → 2004-10-01
  Quick & Reilly, Inc.
  Hartford West, CT

Other Businesses

1) Name of activity: Newtown Youth & Family Services; Nature of business: Mental health and youth services bureau; City, State: Sandy Hook, CT; Position/Title: Board Member; List of Duties: PQI Committee Member; Start Date: 09/23/2013; 0-2 HRS/Mo devoted to this activity; 0-1 HRS/Mo devoted during trading hours; not investment related. 2) Type of activity: Board Membership; Name of activity: Bens Lighthouse; Nature of Business: Non-Profit Board Member; City/State: Newtown, CT; Position/Title: Treasurer; List of duties: Provide a monthly financial summary to the board; Start date: 05/01/2025; 3-4 HRS/MO Devoted to this activity; 0 HRS/MO devoted during business hours; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-24
• S63 Uniform Securities Agent State Law Examination
  2000-10-16

Other Names

• James G Wallace
• Jim Wallace