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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-10 |
| OH | RA | APPROVED | 2012-01-27 |
Branch Locations
2035 Crocker Rd Ste 201, Westlake, OH 44145-2194 • United States
Bay Village, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake | OH | 01/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake | OH | 03/2020 | Present |
Board of Directors; Bay Mens Club; Treasurer; Bay Village, OH, ,; ; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / Bay Rockets Association; Trustee; P.O. Box 40128, , Bay Village, OH, 44140; Not Investment-Related; 09/09/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-23 |
| S66 | Uniform Combined State Law Examination | 2000-09-22 |
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