Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-05-24 |
Branch Locations
5299 Dtc Blvd. Suite 210, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Greenwood Village | CO | 06/2016 | 05/2018 |
| Raymond James Financial Services, Inc. | Greenwood Village | CO | 05/2018 | Present |
| Raymond James Financial Services Advisors,Inc. | Greenwood Village | CO | 05/2018 | Present |
| Buff 74 Asset Management | Greenwood Village | CO | 05/2018 | Present |
| Pc Wealth Management Llc | Greenwood Village | CO | 10/2019 | Present |
(1)Name of Business: BUFF 74 ASSET MANAGEMENT Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/24/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CLIENT ASSOCIATE (2)Name of Business: PC WEALTH MANAGEMENT LLC Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CLIENT ASSOCIATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-10 |
Reach out to this advisor