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Tracy Dean

Edward Jones

Leland, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
NC RA APPROVED 2021-12-22
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • NC RA
    APPROVED
    Since 2021-12-22

Branch Locations

1144 East Cutlar Crossing Suite 101, Leland, NC 28451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Estate Wilmington NC 03/2008 Present
Pnc Bank Pittsburgh PA 11/2012 09/2018
Pnc Investments Pittsburgh PA 11/2012 09/2018
Wells Fargo Clearing Services Llc Wilmington NC 09/2018 12/2021
Edward Jones St Louis MO 12/2021 Present
  • 03/2008 → Present
    Real Estate
    Wilmington, NC
  • 11/2012 → 09/2018
    Pnc Bank
    Pittsburgh, PA
  • 11/2012 → 09/2018
    Pnc Investments
    Pittsburgh, PA
  • 09/2018 → 12/2021
    Wells Fargo Clearing Services Llc
    Wilmington, NC
  • 12/2021 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2018-09-28 → 2021-12-22
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
    Wilmington, NC
  • 2012-11-23 → 2018-10-19
    Pnc Wealth Management Llc
    Calabash, NC
    Calabash, NC
    Southport, NC
    Southport, NC
    Wilmington, NC
    Wilmington, NC
    Jacksonville, NC
    Morehead City, NC
    Richlands, NC
    New Bern, NC
    Swansboro, NC
    Wilmington, NC
    Wilmington, NC
    Faison, NC
    Clinton, NC
    Wilmington, NC
    Wilmington, NC
    Jacksonville, NC
    Wilmington, NC
    Hampstead, NC
    Wilmington, NC
    Jacksonville, NC
    Hampstead, NC
    Wilmington, NC
    Wilmington, NC
  • 2009-01-02 → 2012-11-19
    Raymond James Financial Services Advisors, Inc
    Wilmington, NC
  • 2006-03-02 → 2009-01-02
    Raymond James Financial Services, Inc.
    Wilmington, NC
    Wilmington, NC
  • 2000-12-31 → 2005-08-29
    Morgan Stanley Dw Inc.
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-09
  • S66 Uniform Combined State Law Examination
    2000-09-09
Other Names
  • Tracy Earl Dean

View on SEC IAPD

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ROSWELL JONATHAN TYLER STEADMAN
BRITTANY ANNE WHITE
AARON CARROLL TALLEY
JORDAN WALL SWANN
CHRISTIE BEAULIEU RUNSKI
Angela L Bodinus
Sierra C Brown
FRANKLIN ARTHUR ROUSE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LELAND, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LELAND, NC
EDWARD JONES · Leland, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Leland, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Leland, NC
D.A. DAVIDSON & CO. · Leland, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Leland, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILMINGTON, NC

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