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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-17
TX RA APPROVED_RES 2026-02-16
  • CO RA
    APPROVED
    Since 2026-02-17
  • TX RA
    APPROVED_RES
    Since 2026-02-16

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

901 S Mopac Expy Bldg 2, Ste 195, Austin, TX 78746 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caci, Inc Colorado Springs CO 03/2023 06/2023
Federal Bureau Of Investigation Colorado Springs CO 09/2002 03/2023
Self-Employed Colorado Springs CO 07/2023 09/2023
Edward Jones Colorado Springs CO 09/2023 04/2024
Kestra Investment Services, Llc Austin TX 01/2026 Present
Kestra Advisory Services, Llc Austin TX 01/2026 Present
Los Alamos National Laboratory Los Alamos NM 04/2024 07/2025
Unemployed Colorado Springs CO 10/2025 01/2026
  • 03/2023 → 06/2023
    Caci, Inc
    Colorado Springs, CO
  • 09/2002 → 03/2023
    Federal Bureau Of Investigation
    Colorado Springs, CO
  • 07/2023 → 09/2023
    Self-Employed
    Colorado Springs, CO
  • 09/2023 → 04/2024
    Colorado Springs, CO
  • 01/2026 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 01/2026 → Present
    Kestra Advisory Services, Llc
    Austin, TX
  • 04/2024 → 07/2025
    Los Alamos National Laboratory
    Los Alamos, NM
  • 10/2025 → 01/2026
    Unemployed
    Colorado Springs, CO
Previous Registrations
  • 2023-11-30 → 2024-04-25
    St. Louis, MO
    Colorado Springs, CO
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: SUMMITEER FINANCIAL POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 01/28/2026 ADDRESS: 901 S. Mopac Expy Building 2, Suite 195, Austin TX 78746, United States DESCRIPTION: Create financial plans for clients at the direction of the RIA using software supplied by the RIA. Name: FBI BACKGROUND INVESTIGATION CONTRACT SERVICES POSITION: Special Investigator NATURE: Special Investigations-Backgrounds INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/02/2026 ADDRESS: 935 Pennsylvania Avenue NW, Washington DC 20535, United States DESCRIPTION: Conduct background checks on FBI applicants by performing database checks, address checks, interviews.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2000-08-17
  • S66 Uniform Combined State Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2000-08-17
Other Names
  • James F Krueger
  • James Krueger

View on SEC IAPD

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