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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED_RES | 2026-02-16 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
901 S Mopac Expy Bldg 2, Ste 195, Austin, TX 78746 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caci, Inc | Colorado Springs | CO | 03/2023 | 06/2023 |
| Federal Bureau Of Investigation | Colorado Springs | CO | 09/2002 | 03/2023 |
| Self-Employed | Colorado Springs | CO | 07/2023 | 09/2023 |
| Edward Jones | Colorado Springs | CO | 09/2023 | 04/2024 |
| Kestra Investment Services, Llc | Austin | TX | 01/2026 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 01/2026 | Present |
| Los Alamos National Laboratory | Los Alamos | NM | 04/2024 | 07/2025 |
| Unemployed | Colorado Springs | CO | 10/2025 | 01/2026 |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: SUMMITEER FINANCIAL POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 01/28/2026 ADDRESS: 901 S. Mopac Expy Building 2, Suite 195, Austin TX 78746, United States DESCRIPTION: Create financial plans for clients at the direction of the RIA using software supplied by the RIA. Name: FBI BACKGROUND INVESTIGATION CONTRACT SERVICES POSITION: Special Investigator NATURE: Special Investigations-Backgrounds INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/02/2026 ADDRESS: 935 Pennsylvania Avenue NW, Washington DC 20535, United States DESCRIPTION: Conduct background checks on FBI applicants by performing database checks, address checks, interviews.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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