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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-05-06 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 10/2014 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 05/2026 |
| Dempsey Lord Smith, Llc | Rome | GA | 10/2014 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 05/2026 |
| Kingswood Capital Partners | Suwanee | GA | 05/2026 | Present |
| Kingswood Wealth Advisors | Suwanee | GA | 05/2026 | Present |
1) William Baxter & Associates - Fixed Insurance IMO . 6640 Eastleigh Circle, Suwanee GA 30024, USA . Fixed Insurance Business-Life-Fixed Annuity Disability & LTC . Agent . started 3.2002 . 50 hours monthly . 40 hours monthly
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-02 |
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