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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
9730 S Western Ave, Ste 440, Evergreen Park, IL 60805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Evergreen Park | IL | 01/2001 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Orland Park | IL | 01/2001 | 07/2021 |
| United Investors Life Insurance Company | Birmingham | AL | 01/2001 | Present |
| Kuson Enterprise | Matteson | IL | 05/2007 | Present |
| Depaul University | Chicago | IL | 05/2009 | Present |
| D.D.E. Partners, Llc | Evergreen Park | IL | 11/2020 | Present |
| Lpl Financial, Llc | Evergreen Park | IL | 07/2021 | Present |
1. 8/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/22/2021. 2. 9/2/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent. 3. 9/2/2021 - Facets Of Touch Nail Salon - Not Investment Related - 19265 Burnham Avenue, Lansing IL 60438 - Other - Marketing Consultant - Started 3/2020 - 20 Hours Per Month. 4. 9/2/2021 - Core Wealth Capital Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2021. 5. 9/2/2021 - D.D.E. PARTNERS, LLC (1) - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - MANAGING PARTNER - Started 12/30/2020 - 160 Hours Per Month. 6. 07/03/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/22/2021 - 40 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-03 |
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