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Enailah Bernita Shaw

LPl Financial LLC

Evergreen Park, IL

CRD 4221224

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

9730 S Western Ave, Ste 440, Evergreen Park, IL 60805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Evergreen Park IL 01/2001 07/2021
Various Insurance Carriers For W & R Insurance Agencies Orland Park IL 01/2001 07/2021
United Investors Life Insurance Company Birmingham AL 01/2001 Present
Kuson Enterprise Matteson IL 05/2007 Present
Depaul University Chicago IL 05/2009 Present
D.D.E. Partners, Llc Evergreen Park IL 11/2020 Present
Lpl Financial, Llc Evergreen Park IL 07/2021 Present
  • 01/2001 → 07/2021
    Waddell & Reed, Inc
    Evergreen Park, IL
  • 01/2001 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Orland Park, IL
  • 01/2001 → Present
    United Investors Life Insurance Company
    Birmingham, AL
  • 05/2007 → Present
    Kuson Enterprise
    Matteson, IL
  • 05/2009 → Present
    Depaul University
    Chicago, IL
  • 11/2020 → Present
    D.D.E. Partners, Llc
    Evergreen Park, IL
  • 07/2021 → Present
    Evergreen Park, IL
Previous Registrations
  • 2001-06-07 → 2021-07-21
    Waddell & Reed
    Evergreen Park , IL
    Evergreen Park, IL
    Chicago, IL
    Savage, MN
    Evergreen Park, IL
Other Businesses

1. 8/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/22/2021. 2. 9/2/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent. 3. 9/2/2021 - Facets Of Touch Nail Salon - Not Investment Related - 19265 Burnham Avenue, Lansing IL 60438 - Other - Marketing Consultant - Started 3/2020 - 20 Hours Per Month. 4. 9/2/2021 - Core Wealth Capital Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2021. 5. 9/2/2021 - D.D.E. PARTNERS, LLC (1) - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - MANAGING PARTNER - Started 12/30/2020 - 160 Hours Per Month. 6. 07/03/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/22/2021 - 40 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 2000-10-03
  • S65 Uniform Investment Adviser Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-10-03
Other Names
  • Ethel Bernita Williams
  • Bernita Williams
  • E Bernita Williams
  • Enailah Bernita Williams

View on SEC IAPD

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