Nicolas Shane Toadvine

Current Employers

Employment History

• 05/2016 → Present
  Calton & Associates, Inc
  Lakeland, FL

Previous Registrations

• 2013-10-02 → 2016-05-02
  Calton & Associates, Inc.
  Lakeland, FL
  Tampa, FL
  Tampa, FL
  Lakeland, FL
• 2012-07-17 → 2013-09-26
  Wall Advisors, Inc.
  Lakeland, FL
• 2012-01-10 → 2012-06-20
  Brookstone Securities, Inc.
  Lakeland, FL
  Lakeland, FL
  Lakeland, FL
• 2004-09-22 → 2012-02-02
  Ingram Advisory Services, Llc
  Winter Haven, FL
• 2006-06-28 → 2010-12-31
  Investors Capital Corp.
  Lynnfield, MA
  Winter Haven, FL
  Lynnfield, MA
  Lakeland, FL
  Gilford, NH
  Winter Haven, FL

Other Businesses

No. 1) Name of Business: Guardian Wealth Management. DBA for Fixed Insurance and Annuity Sales. Investment Related. Address: 464 West Pipkin Road, Lakeland, FL 33813. Nature of Business: Fixed Insurance. Position/Title/Relationship: Insurance Agent. Start Date: 2013. Hours per month: 20-40. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Fixed Insurance sales. Life, Health, and Fixed Annuity sales. No. 2) Name of Business: Guardian Wealth Management, LLC. DBA Guardian Wealth Management. Investment Related. Address: 464 West Pipkin Road, Lakeland, FL 33813. Nature of Business: Guardian Wealth Management. Position/Title/Relationship: Owner. Start Date: 2013. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Use DBA to market to prospect and work with clients. No. 3) Name of Business: Amerity Financial. Investment Related. Address: 4740 Cleveland Heights Suite 5 Lakeland, FL 33813. Nature of Business: Fixed Insurance Sales. Position/Title/Relationship: Agent. Start Date: 2014. Hours per month: 20. Hours per month during Securities trading hours: 20. Duties/Responsibilities: Sale of fixed life, and health insurance and fixed annuities. No. 4) Name of Business: Guardian Wealth Management. DBA for Tax preparation and bookkeeping. Non-Investment Related. Address: 464 West Pipkin Road, Lakeland, FL 33813. Nature of Business: Bookkeeping and tax preparation. Position/Title/Relationship: Owner. Start Date: 2016. Hours per month: 10. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Tax preparation and Bookkeeping. No. 5) Name of Business: Retirement Planning Today. Investment Related. Address: 464 West Pipkin Road, Lakeland, FL 33813. Nature of Business: Course for Pre Retirees to learn about various aspects of personal financial planning. Position/Title/Relationship: Teacher. Start Date: 2015. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Teach a curriculum to pre retirees who are interested in learning more about financial planning. No. 6) Name of Business: Florida Southern College. Non-Investment related. Address: 111 Lake Hollingsworth Dr., Lakeland, FL 33801. Nature of Business: College. Position/Title/Relationship: Adjunct Professor. Start Date: 08/20/2019. Hours per month: 8. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Teach Personal Finance class to undergraduate students. No. 7) Name of Business: YMCA of West Central Florida. Non-Investment related. Address: 3620 Cleveland Hts Blvd., Lakeland, FL 33803. Nature of Business: Non-Profit YMCA. Position/Title/Relationship: Director. Start Date: 10/28/2019. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Board of Directors overseeing the mission to the Y. No. 8) Name of Business: My Secure Advantage. Non-Investment related. Address: 3001 Lava Ridge Court, Suite 250, Roseville, CA 95661. Nature of Business: This company contracts with employers to provide benefits through their employee assistance program, (EAP). They offer various programs. Position/Title/Relationship: Paid Speaker. Start Date: 11/12/2019. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Discuss the importance of good financial habits at lunch and learn type meetings at employer's location. No investments ever discussed. Cannot hand out business cards. Introduce myself as a CFP and talk about the subject matter at hand. No. 9) Universal Exports. Non-investment related. 3913 Cheverly Dr E, Lakeland, FL 33813. Buying and selling collectibles. Owner/Sole proprietor. Start date 10/1/2024. Hours/month: 5. Hours/month during securities trading hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  1999-09-15

Designations

Other Names

• Nick Toadvine