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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-07
KY RA APPROVED 2012-02-17
  • TX RA
    APPROVED
    Since 2012-03-07
  • KY RA
    APPROVED
    Since 2012-02-17

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Louisville KY 02/2012 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 13112 TRUMP AVE., LOUISVILLE, KY, 40299, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a rental house my son lives in for college with a couple of his lacrosse teammates paying rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-06
  • S66 Uniform Combined State Law Examination
    2000-09-06
Designations

View on SEC IAPD

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