Best Investors Account Sign in

Lisa Ann Kim

LPl Financial LLC

Janesville, WI

Evansville, WI

Janesville, WI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

100 N. Main St., Janesville, WI 53545 • United States

25 N Madison Street, Evansville, WI 53536 • United States

Janesville, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Janesville WI 10/2014 08/2017
Bmo Harris Financial Advisors Janesville WI 08/2017 Present
Lpl Financial Llc Monona WI 03/2021 Present
  • 10/2014 → 08/2017
    Bmo Harris Bank
    Janesville, WI
  • 08/2017 → Present
    Bmo Harris Financial Advisors
    Janesville, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Monona, WI
Previous Registrations
  • 2017-05-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Janesville, WI
    Janesville, WI
    Edgerton, WI
    Beloit, WI
    Sun Prairie, WI
    Monona, WI
    Chicago, IL
    Beloit, WI
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - JANESVILLE, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
S63 Uniform Securities Agent State Law Examination 2000-08-16
  • S66 Uniform Combined State Law Examination
    2017-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-16
Designations
Other Names
  • Lisa Ann Suchanek
  • Lisa Ann Suchanek

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
JOHNSON WEALTH INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BELPOINTE ASSET MANAGEMENT LLC
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Jennifer Rebecca Schwarze
Ethan C Dahlberg
Hannah Brooke Campbell
DEREK MICHAEL GREENE
BRIAN JOHN DONNELLY
GENISE MARIE BRANDT
ELIZABETH A BERGMANN
SEAN MICA KNOTT

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Janesville, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Janesville, WI
JOHNSON WEALTH INC. · Janesville, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · JANESVILLE, WI
BELPOINTE ASSET MANAGEMENT LLC · JANESVILLE, WI
BELPOINTE ASSET MANAGEMENT LLC · Janesville, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Janesville, WI
LPL FINANCIAL LLC · JANESVILLE, WI

More in Janesville, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor