Douglas E Connolly

Current Employers

Employment History

• 06/2013 → 03/2018
  Connolly Asset Management
  Phoenix, AZ
• 03/2018 → 05/2018
  Blakely Wal-Ters/Next Financial
  Tempe, AZ
• 07/2018 → 12/2021
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 06/2018 → 07/2018
  First Way Pregnancy Center
  Phoenix, AZ
• 12/2021 → Present
  Taylor Frigon Capital Management
  Scottsdale, AZ
• 01/2023 → Present
  Taylor Frigon Family Office
  Scottsdale, AZ

Previous Registrations

• 2018-09-28 → 2021-12-07
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Indianapolis, IN
• 2018-03-29 → 2018-05-02
  Next Financial Group, Inc.
  Scottsdale, AZ
• 2014-08-14 → 2018-03-23
  Connolly Asset Management, Llc
  Scottsdale, AZ
• 2013-08-14 → 2014-07-09
  Wrp Investments, Inc.
  Youngstown, OH
  Phoenix, AZ

Other Businesses

Name: Telos Design, LLC Investment Related?: No Address: Scottsdale, AZ Nature: Online Jewelry Position: My wife owns it and I occasionally help out. I have no official capacity. Start date: Approx 12/2019 Hours/Month: 1-2 Hours/Month during Trading: 0 Duties: Assist in making jewelry/fulfilling orders. Name: Boyd LaRosa, LLC Investment Related?: Yes...real estate, not securities Address: Scottsdale, AZ Nature: Real Estate Position: Manager/Member Start date: Started investing in RE is 2013, LLC formed approx. 2014 Hours/Month: 5-10 Hours/Month during Trading: 2 Duties: Directly invest in real estate. Make decisions on residential real estate purchases and management. We currently own 5 properties, but have outsourced the direct property management (3) Name: Arizonation Investment Related?: No Address: Scottsdale, AZ Nature: Retail Position: Owner Start date: 5/2021 Hours/Month: 0 Hours/Month during Trading: 0 Duties: No current activity. This was a business that made and sold t-shirts. (4) Name: Homestead LLC Investment Related?: Yes Address: Chandler, AZ Nature: Real estate. It owns raw land in Northern Arizona. Position: Owner Start date: 5/2021 Hours/Month: 2 Hours/Month during Trading: 1 Duties: Minimal duties, we are planning on using it as a vacation home in the future.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-03-28
• S66 Uniform Combined State Law Examination
  2013-07-30

Other Names

• Doug Edward Connolly
• Douglas Edward Connolly