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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-25 |
| WI | RA | APPROVED | 2023-09-15 |
| TX | RA | APPROVED | 2023-02-16 |
| TN | RA | APPROVED | 2022-05-18 |
Branch Locations
5910 Mineral Point Road, Madison, WI 53705 • United States
Madison, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America | Irving | TX | 12/2010 | 03/2019 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2019 | 05/2021 |
| Cuna Brokerage Services | Waverly | IA | 05/2021 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 05/2021 | 05/2022 |
| Lpl Financial Llc | Brentwood | TN | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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