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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-10 |
| WA | RA | APPROVED | 2022-10-14 |
Branch Locations
601 W. Main Ave Suite 1300, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Investments, Llc | Spokane | WA | 10/2005 | 09/2022 |
| Mgi Funds Distributors, Llc | Spokane | WA | 01/2020 | 09/2022 |
| D.A. Davidson & Co. | Spokane | WA | 09/2022 | Present |
1) Mercer Investments, LLC; Spokane, WA; 2/5/2002; Investment related; Consultant; Consultant; Consultant; 160 hours per month with 0 hours during securities trading hours. 2) Catholic Diocese of Spokane Foundation; Spokane, WA; 9/1/2017; Investment related; Charitable foundation; Board member; Board member; 4 hours per month with 0 hours during securities trading hours. 3) Hospice of Spokane; Spokane, WA; Started 1/1/2015; Not investment related; Volunteer; Golf Tournament Committee Member; Volunteer for golf tournament; 2 hours per month during securities trading hours. 4) All Saint's Catholic School; Spokane, WA; Started 9/1/2013; Not investment related; Volunteer; Finance Committee; Finance committee member; 2 hours per month with 0 hours during securities trading hours. 5) Nazareth Guild; Non-Investment Related; Spokane, WA; Catholic Schools Fundraising organization; Finance Committee Member; Start 9/1/2021; 2 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-08 |
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