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Christopher Robert Codd

D.A. Davidson & Co.

Spokane, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-10
WA RA APPROVED 2022-10-14
  • TX RA
    APPROVED_RES
    Since 2025-05-10
  • WA RA
    APPROVED
    Since 2022-10-14

Branch Locations

601 W. Main Ave Suite 1300, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Investments, Llc Spokane WA 10/2005 09/2022
Mgi Funds Distributors, Llc Spokane WA 01/2020 09/2022
D.A. Davidson & Co. Spokane WA 09/2022 Present
  • 10/2005 → 09/2022
    Mercer Investments, Llc
    Spokane, WA
  • 01/2020 → 09/2022
    Mgi Funds Distributors, Llc
    Spokane, WA
  • 09/2022 → Present
    Spokane, WA
Previous Registrations
  • 2005-12-07 → 2019-12-31
    Mmc Securities Llc
    Spokane, WA
    Spokane, WA
    Portland, OR
    Norwalk, CT
Other Businesses

1) Mercer Investments, LLC; Spokane, WA; 2/5/2002; Investment related; Consultant; Consultant; Consultant; 160 hours per month with 0 hours during securities trading hours. 2) Catholic Diocese of Spokane Foundation; Spokane, WA; 9/1/2017; Investment related; Charitable foundation; Board member; Board member; 4 hours per month with 0 hours during securities trading hours. 3) Hospice of Spokane; Spokane, WA; Started 1/1/2015; Not investment related; Volunteer; Golf Tournament Committee Member; Volunteer for golf tournament; 2 hours per month during securities trading hours. 4) All Saint's Catholic School; Spokane, WA; Started 9/1/2013; Not investment related; Volunteer; Finance Committee; Finance committee member; 2 hours per month with 0 hours during securities trading hours. 5) Nazareth Guild; Non-Investment Related; Spokane, WA; Catholic Schools Fundraising organization; Finance Committee Member; Start 9/1/2021; 2 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2000-11-08
  • S66 Uniform Combined State Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2000-11-08
Other Names
  • Christopher R Codd

View on SEC IAPD

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