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Jimmy Dwayne Harmon

Bok Financial Securities, Inc.

Oklahoma City, OK

Tulsa, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-04-09
  • OK RA
    APPROVED
    Since 2024-04-09

Branch Locations

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farm Bureau West Des Moines IA 11/2006 12/2023
Equitrust Marketing Serv Llc West Des Moines IA 11/2006 12/2023
Bokf, Na Oklahoma City OK 04/2024 Present
Bok Financial Securities, Inc Oklahoma City OK 04/2024 Present
Unemployed Edmond OK 01/2024 03/2024
  • 11/2006 → 12/2023
    Farm Bureau
    West Des Moines, IA
  • 11/2006 → 12/2023
    Equitrust Marketing Serv Llc
    West Des Moines, IA
  • 04/2024 → Present
    Bokf, Na
    Oklahoma City, OK
  • 04/2024 → Present
    Bok Financial Securities, Inc
    Oklahoma City, OK
  • 01/2024 → 03/2024
    Unemployed
    Edmond, OK
Previous Registrations
  • 2019-02-12 → 2023-12-22
    Fbl Wealth Management, Llc
    West Des Moines, IA
  • 2010-01-01 → 2019-02-08
    Equitrust Investment Management Services, Inc.
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-08-24

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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