Rita B Lessard

Wells Fargo Advisors Financial Network, LLC

Baton Rouge, LA

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-07-14
TX	RA	APPROVED	2022-07-14

LA RA
APPROVED

Since 2022-07-14
TX RA
APPROVED

Since 2022-07-14

Branch Locations

4319 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Baton Rouge	LA	07/2022	Present
Wells Fargo Advisors	Baton Rouge	LA	09/2017	07/2022
Morgan Stanley	Baton Rouge	LA	04/2010	09/2017

07/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Baton Rouge, LA
09/2017 → 07/2022

Wells Fargo Advisors

Baton Rouge, LA
04/2010 → 09/2017

Morgan Stanley

Baton Rouge, LA

Previous Registrations

2017-09-15 → 2022-07-14

Wells Fargo Clearing Services, Llc

Baton Rouge, LA
2010-04-12 → 2017-09-14

Morgan Stanley

Baton Rouge, LA

Baton Rouge, LA

Baton Rouge, LA
2009-01-12 → 2010-04-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-17

S66 Uniform Combined State Law Examination

2001-12-17

Other Names

Rita Gaye Lessard
Rita Barnes
Rita B Lessard
Rita Lessard
Rita Lessard
Rita Barnes Lessard

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

CETERA INVESTMENT ADVISERS LLC

BERNHARD CAPITAL PARTNERS MANAGEMENT, LP

J.P. MORGAN SECURITIES LLC

3RD STREET CAPITAL MANAGEMENT L.L.C.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE

Andrew K Scholl

DANIELLE T CREPPEL

Thomas S Piland

Paul B Langston

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA

RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA

CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA

BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA

MORGAN STANLEY · Baton Rouge, LA

J.P. MORGAN SECURITIES LLC · Baton Rouge, LA

J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

More in Baton Rouge, LA

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