Thomas Raymond Crosby

CRD 4217520

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-12-26
IL	RA	APPROVED	2017-08-28

TX RA
APPROVED

Since 2018-12-26
IL RA
APPROVED

Since 2017-08-28

Branch Locations

1015 S State St, Lockport, IL 60441-3437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co	Chicago	IL	04/2015	08/2017
Edward Jones	St Louis	MO	08/2017	Present

04/2015 → 08/2017

Goldman Sachs & Co

Chicago, IL
08/2017 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-26
S63	Uniform Securities Agent State Law Examination	2012-08-01

S66 Uniform Combined State Law Examination

2017-08-26
S63 Uniform Securities Agent State Law Examination

2012-08-01

Other Names

Tom Crosby

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Lockport, IL

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