Best Investors Account Sign in

Xiao-Xia Erica Zhen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cambridge, MA

Newton, MA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-05
CT RA APPROVED 2005-08-30
  • TX RA
    APPROVED_RES
    Since 2010-01-05
  • CT RA
    APPROVED
    Since 2005-08-30

Branch Locations

92 Ames St, Cambridge, MA 02142 • United States

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2000 Present
Bank Of America, N.A. Boston MA 08/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-01
  • S66 Uniform Combined State Law Examination
    2000-09-01

View on SEC IAPD

Other Firms

GENERAL CATALYST
G20 CAPITAL MANAGEMENT, LLC
GC WEALTH MANAGEMENT RIA, LLC
CATALYST IMPACT PARTNERS CORP.
EDULAB CAPITAL MANAGEMENT COMPANY, LLC
KSI ADVISORS, LLC
KENDALL INVESTMENTS, LLC
VIRAJ CAPITAL, LLC

Other Investors

DARIN M SOUZA
CHRISTINE MICHELLE VASQUEZ
Jeremy Parsels
William A Grinnell
JOSEPH JAMES MATHEWS
Sotiria Basia Sgouros
Abigail Rose Lee
Shelter Deedra Wein

Other Offices

GENERAL CATALYST · CAMBRIDGE, MA
G20 CAPITAL MANAGEMENT, LLC · CAMBRIDGE, MA
GC WEALTH MANAGEMENT RIA, LLC · CAMBRIDGE, MA
CATALYST IMPACT PARTNERS CORP. · CAMBRIDGE, MA
EDULAB CAPITAL MANAGEMENT COMPANY, LLC · CAMBRIDGE, MA
KSI ADVISORS, LLC · CAMBRIDGE, MA
KENDALL INVESTMENTS, LLC · CAMBRIDGE, MA
VIRAJ CAPITAL, LLC · CAMBRIDGE, MA

More in Cambridge, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor