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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-10-19
  • MI RA
    APPROVED
    Since 2010-10-19

Branch Locations

19176 Hall Road Suite 100, Clinton Township, MI 48038 • United States

Macomb, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramond James & Associates, Inc. Mt Clemens MI 08/2000 Present
  • 08/2000 → Present
    Ramond James & Associates, Inc.
    Mt Clemens, MI
Other Businesses

(1)Name of Business: Address: 18485 Teresa, Macomb, MI, 48044, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/28/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I make cutting boards for a hobby and sell them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2000-10-06
Other Names
  • Philip Joseph Maniaci

View on SEC IAPD

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