Tonya June Richards

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 12/2019
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 01/2021 → Present
  Empower Retirement
  Denver, CO
• 12/2019 → 01/2021
  Unemployed
  Anaheim, CA

Previous Registrations

• 2004-07-30 → 2020-01-07
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Rolling Hills Estates, CA
  Seal Beach, CA
  Irvine, CA
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-11-25

Other Names

• Tonya J Richards