Best Investors Account Sign in

Thomas James Roccograndi

Charles Schwab & Co., Inc.

Hagerstown, MD

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
MD RA APPROVED 2014-01-09
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • MD RA
    APPROVED
    Since 2014-01-09

Branch Locations

18045 Garland Groh Blvd., Hagerstown, MD 21740-2064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Hagerstown MD 12/2012 Present
Hope Meadows Farm, Llc Falling Waters WV 05/2013 Present
Roccograndi Management, Llc Hagerstown MD 01/2014 Present
  • 12/2012 → Present
    Charles Schwab & Co., Inc.
    Hagerstown, MD
  • 05/2013 → Present
    Hope Meadows Farm, Llc
    Falling Waters, WV
  • 01/2014 → Present
    Roccograndi Management, Llc
    Hagerstown, MD
Previous Registrations
  • 2010-04-06 → 2010-12-31
    Avantax Advisory Services
    Middleburg, VA
    Dallas, TX
  • 2007-06-22 → 2008-04-15
    Cic Advisers, Llc
    Wilmington, NC
  • 2003-05-16 → 2006-11-08
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Frederick, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-13
S63 Uniform Securities Agent State Law Examination 1999-09-09
  • S66 Uniform Combined State Law Examination
    2000-11-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-09
Other Names
  • Thomas Roccograndi
  • T.J. Roccograndi

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
CALTON & ASSOCIATES, INC.
LEGACY INVESTMENT STRATEGIES, LLC

Other Investors

DANIEL ALLEN NORRIS
JEREMY FRANK DOUGLAS
JEREMY SAUERS
Darrell Edward Evans
ANNE RAGHU
TIMOTHY BEALS PANTHER
Kathleen Suzanne Schwartz
BECKY SUE LYNCH

Other Offices

MML INVESTORS SERVICES, LLC · Hagerstown, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HAGERSTOWN, MD
LPL FINANCIAL LLC · HAGERSTOWN, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Hagerstown, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Hagerstown, MD
EDWARD JONES · HAGERSTOWN, MD
CALTON & ASSOCIATES, INC. · Hagerstown, MD
LEGACY INVESTMENT STRATEGIES, LLC · Hagerstown, MD

More in Hagerstown, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor