Lee'DYa Anniece Houze

Current Employers

Employment History

• 01/1980 → Present
  Alactic Systems
  Playa Del Ray, CA
• 06/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2011 → Present
  Heritage Link Brands Llc
  Los Angeles, CA

Other Businesses

1)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 12/2018 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH INSURANCE 2)NAME OF OTHER BUSINESS: HAYES-WOODSON LLC ; INVESTMENT RELATED:NO ; ADDRESS: 20303 GRAY LANE, SANTA CLARITA, CA 91351 ; NATURE OF BUSINESS: REAL ESTATE LLC ; START DATE: 09/2018 ; POSITION/TITLE/RELATIONSHIP: INDIVIDUAL MANAGER AUTHORITY ; APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: REINVEST PROCEEDS OF PROPERTY SALES FOR BENEFIT OF PROPERTY OWNER ; 3)NAME OF OTHER BUSINESS: HERITAGE LINK BRANDS LLC ; INVESTMENT RELATED: NO ; ADDRESS: 8605 SANTA MONICA BLVD LOS ANGELES, CA 90069 ; NATURE OF BUSINESS: DISTRIBUTOR/ IMPORTER OF WINE AND ALCOHOLIC BEVERAGES ; START DATE: 03/2007 ; POSITION/TITLE/RELATIONSHIP: CHIEF ANALYTICS OFFICER ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE COMPLIANCE REPORTING, INTERNAL AND EXTERNAL REPORTING, OPERATIONAL ANALYSIS AND DATA INFRASTRUCTURE REQUIREMENTS ; 4)NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIAL SERVICES ; START DATE: 03/2016 ; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: CERTIFYING AND/ OR WITNESSING SIGNATURES ON OFFICIAL DOCUMENTS 5)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS/ HOUZE REAL ESTATE MGMT. & DEVELOPMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: BUSINESS CONSULTING ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION, MANAGEMENT, RESEARCH AND DEVELOPMENT. VARIOUS OTHER BUSINESS SERVICES 6)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS/ HOUZE REAL ESTATE MGMT. & DEVELOPMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE SALES, LEASING & MANAGEMENT ; START DATE: 11/1996 ; POSITION/TITLE/RELATIONSHIP: OWNER / REALTOR / BROKER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL, COMMERCIAL & INDUSTRIAL REAL ESTATE SALES 7)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX SERVICES ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / TAX PREPARER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES:FEDERAL AND STATE TAX PREPARER. POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 8)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMPUTER CONSULTING ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: CONSULTING FOR SERVICES RELATED TO TECHNOLOGY STRATEGIES AND SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2000-10-12