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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-09
  • CA RA
    APPROVED
    Since 2021-09-09

Branch Locations

7151 W. Manchester Blvd Fl 1, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Westminster CA 09/2016 03/2021
Wells Fargo Clearing Services, Llc Westminster CA 01/2020 03/2021
Bank Of The West Westminster CA 08/2016 09/2016
Mufg Union Bank, N.A. Irvine CA 03/2021 07/2021
Unionbanc Investment Services, Llc Irvine CA 03/2021 07/2021
Jpmc Bank Na (Southwest) Los Angeles CA 07/2021 Present
J.P. Morgan Securities Llc Los Angeles CA 07/2021 Present
Uber Eats San Francisco CA 06/2021 08/2023
Trung Le - Sole Prop Westminster CA 03/2024 Present
  • 09/2016 → 03/2021
    Wells Fargo Bank, Na
    Westminster, CA
  • 01/2020 → 03/2021
    Westminster, CA
  • 08/2016 → 09/2016
    Bank Of The West
    Westminster, CA
  • 03/2021 → 07/2021
    Mufg Union Bank, N.A.
    Irvine, CA
  • 03/2021 → 07/2021
    Unionbanc Investment Services, Llc
    Irvine, CA
  • 07/2021 → Present
    Jpmc Bank Na (Southwest)
    Los Angeles, CA
  • 07/2021 → Present
    Los Angeles, CA
  • 06/2021 → 08/2023
    Uber Eats
    San Francisco, CA
  • 03/2024 → Present
    Trung Le - Sole Prop
    Westminster, CA
Previous Registrations
Other Businesses

Entity Name: Trung Le - Sole Prop Investment related: No Address: Westminster CA 92683 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Renting out ADU to tourists from Vietnam, typically acquaintances, for short-term stays. Responsibilities include occasional cleaning and maintenance of ADU.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-29
  • S66 Uniform Combined State Law Examination
    2020-12-29
Other Names
  • Trungnhu Le
  • Trung Nhu Le
  • Trung Le

View on SEC IAPD

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