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Zeeshan Hasan

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-01
CA RA APPROVED 2017-12-12
  • TX RA
    APPROVED_RES
    Since 2018-04-01
  • CA RA
    APPROVED
    Since 2017-12-12

Branch Locations

7151 W. Manchester Blvd Fl 1, Los Angeles, CA 90045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Thousand Oaks CA 06/2016 11/2017
J.P. Morgan Securities Llc El Segundo CA 11/2017 Present
Scottrade Investment Management Thousand Oaks CA 01/2017 11/2017
  • 06/2016 → 11/2017
    Scottrade, Inc
    Thousand Oaks, CA
  • 11/2017 → Present
    J.P. Morgan Securities Llc
    El Segundo, CA
  • 01/2017 → 11/2017
    Scottrade Investment Management
    Thousand Oaks, CA
Previous Registrations
  • 2017-01-27 → 2017-12-12
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-07-17 → 2016-06-21
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 2014-07-17 → 2016-06-21
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
  • 2012-03-06 → 2014-07-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
    Hollywood, CA
    West Hollywood, CA
  • 2009-12-23 → 2012-02-28
    Harrisdirect Llc
    Arlington, VA
  • 2004-09-08 → 2009-10-19
    Ameriprise Financial Services, Llc
    Riverside, CA
    Corona, CA
    Corona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-30
  • S66 Uniform Combined State Law Examination
    2004-07-30

View on SEC IAPD

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