Michael Shawn Welch

Current Employers

Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-04

TX RA
APPROVED

Since 2021-05-04

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

5810 Tennyson Pkwy #525, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.R. Saur Financial, Inc.	Dallas	TX	05/2006	04/2021
Kalos Capital, Inc.	Alpharetta	GA	04/2008	12/2019
Beacon Pointe Advisors, Llc	Plano	TX	05/2021	Present

05/2006 → 04/2021

D.R. Saur Financial, Inc.

Dallas, TX
04/2008 → 12/2019

Kalos Capital, Inc.

Alpharetta, GA
05/2021 → Present

Beacon Pointe Advisors, Llc

Plano, TX

Previous Registrations

2006-05-09 → 2021-04-22

D.R. Saur Financial, Inc.

Dallas, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-02-20
S65	Uniform Investment Adviser Law Examination	2006-04-29

S63 Uniform Securities Agent State Law Examination

2008-02-20
S65 Uniform Investment Adviser Law Examination

2006-04-29

Designations

View on SEC IAPD

Current Employers

Beacon Pointe Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews