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Scott Frederick Colton

Colton Wealth Management

Arcadia, CA

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Current Employers
Colton Wealth Management

148 E. Foothill Blvd Suite 201, Arcadia, CA 91006 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-07-20
  • CA RA
    APPROVED
    Since 2009-07-20

Branch Locations

148 E. Foothill Blvd Suite 201, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colton Wealth Management Arcadia CA 05/2009 Present
Previous Registrations
  • 2002-08-12 → 2011-03-23
    Lhmp Financial & Insurance Services
    Pasadena, CA
  • 2001-09-26 → 2002-08-08
    National Planning Corporation
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
Designations

View on SEC IAPD

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