Danielle Nicolette Franchesca Brooks

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-02
MD	RA	APPROVED	2001-09-28
CT	RA	APPROVED	2000-09-28

TX RA
APPROVED_RES

Since 2019-12-02
MD RA
APPROVED

Since 2001-09-28
CT RA
APPROVED

Since 2000-09-28

Branch Locations

1819 Bay Ridge Ave Ste 260, Annapolis, MD 21403-2835 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Annapolis	MD	09/2005	03/2020
Ameriprise Financial Services, Llc	Annapolis	MD	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Annapolis, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Annapolis, MD

Other Businesses

Real Estate Ownership; Single Family; 1521 Montana Avenue, NE, , Washington, DC, 20018; Investment-Related; 02/01/2016.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-06

S66 Uniform Combined State Law Examination

2000-09-06

View on SEC IAPD

Employer firm

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

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