Ronald Rex Dalley

Current Employers

Employment History

• 06/2009 → 10/2022
  Morgan Stanley Smith Barney Llc
  Farmington, NM
• 01/2015 → 10/2022
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2022 → 09/2023
  Sagepoint Financial, Inc.
  Farmington, NM
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Farmington, NM

Previous Registrations

• 2022-10-07 → 2023-09-01
  Osaic Services, Inc.
  Farmington, NM
• 2009-06-01 → 2022-10-17
  Morgan Stanley
  Farmington, NM
• 2008-08-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  Farmington, NM
• 2000-04-13 → 2008-08-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington, NM
  Farmington, NM

Other Businesses

1.IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/07/2022 ADDRESS: 5920 E Main Street, Suite A., Farmington NM 87402, United States DESCRIPTION: Doing business as financial advisor using IronBridge Wealth Counsel as marketing name for securities business 2. INSURANCE AGENT POSITION: Agent NATURE: Ron Dalley Acting as Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/07/2022 ADDRESS: 5920 E Main Street, Suite A, Farmington NM 87402, United States DESCRIPTION: Acting as insurance agent 3. FOUR CORNERS ARTIFICIAL LIMB AND BRACE POSITION: Owner NATURE: Provide artificial limbs, prosthetic devices and bracing to amputees, and general bracing etc for medical purposes. I am an investor in the purchase of the company. I have no responsibility as to the day-to-day operations. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016. ADDRESS: 653 W Broadway, Farmington NM 87401, United States DESCRIPTION: I am a 25% shareholder but have no duties on daily operations. I meet with partners to review numbers etc. 4. AJR INVESTMENTS POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2020 ADDRESS: 2301 E 20th St, #236, Farmington NM 87499, United States DESCRIPTION: Managing member. I do the books, which are very limited. 5. FIRST TEE FOUR CORNERS POSITION: Board Member NATURE: Non-Profit 501c INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: PO Box 360, Kirtland NM 87417, United States DESCRIPTION: Attend monthly board meetings and volunteer at roughly 3-5 events per year. 6. DALLEY INVESTMENTS, LLC POSITION: Sole Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/08/2024 ADDRESS: 5920 E. Main Street, Suite A, Farmington NM 87402, United States DESCRIPTION: LLC created for business expenses, etc 7.COUNTRY CLUB VILLAS HOME OWNERS ASSOCIATION POSITION: Board Member NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 5200 Villa View Dr, Farmington NM 87401, United States DESCRIPTION: Board Member of HOA. Duties include meeting with board to discuss and vote on operational issues of the association.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-05
• S63 Uniform Securities Agent State Law Examination
  1999-10-01

Other Names

• Ron Dalley
• Ronald Dalley