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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-07
KY RA APPROVED 2001-05-31
  • TX RA
    APPROVED_RES
    Since 2010-06-07
  • KY RA
    APPROVED
    Since 2001-05-31

Branch Locations

300 W Vine St, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington KY 06/2000 Present
Bank Of America, N.A. Lexington KY 07/2011 Present
Other Businesses

I*5131267 Entity Type: For Profit Name of OBA: Peaches Music Group Address: Lexington, Kentucky, 40513 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 08/08/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0 Duties: Original music creation, recording and publishing. Create, record, and publish music.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2000-09-08
Other Names
  • Trent A Owens

View on SEC IAPD

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