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Diane Therese South

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
IN RA APPROVED 2017-02-28
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • IN RA
    APPROVED
    Since 2017-02-28

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 04/2002 02/2017
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 02/2017 Present
Previous Registrations
  • 2008-05-20 → 2017-02-28
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-09
S63 Uniform Securities Agent State Law Examination 2001-07-10
  • S66 Uniform Combined State Law Examination
    2008-04-09
  • S63 Uniform Securities Agent State Law Examination
    2001-07-10
Other Names
  • Diane Therese Jung
  • Diane Therese Drescher
  • Diane Therese Drescher

View on SEC IAPD

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