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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2009-01-02
  • DE RA
    APPROVED
    Since 2009-01-02

Branch Locations

17644 Coastal Hwy Suite 3, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lewes DE 12/2008 Present
Raymond James Financial Services Advisors, Inc Lewes DE 01/2009 Present
Fulton Bank Lewes DE 12/2008 Present
Specific Solutions Lewes DE 02/2016 10/2025
  • 12/2008 → Present
    Raymond James Financial Services, Inc
    Lewes, DE
  • 01/2009 → Present
    Lewes, DE
  • 12/2008 → Present
    Fulton Bank
    Lewes, DE
  • 02/2016 → 10/2025
    Specific Solutions
    Lewes, DE
Previous Registrations
Other Businesses

(1) Name of Business: Fulton Financial Advisors Address: 34346 Carpenters Way, Lewes, DE, 19958, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/13/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-30
S63 Uniform Securities Agent State Law Examination 2000-07-25
  • S65 Uniform Investment Adviser Law Examination
    2005-11-30
  • S63 Uniform Securities Agent State Law Examination
    2000-07-25
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lewes, DE

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