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222 South Cook Street, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-30 |
Branch Locations
222 South Cook Street, Barrington, IL 60010 • United States
Morris, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Morris | IL | 02/2015 | 04/2021 |
| Mokena Public Schools | Mokena | IL | 07/2017 | Present |
| Carter Financial Group, Inc | Barrington | IL | 04/2021 | Present |
NAME OF ENTITY:NETTLE CREEK PROPERTIES, LLC; No; 729 E CHAPIN ST; MORRIS; IL; 60450; RENTAL PROPERTY; OWNER; 12/1/2016; 2; 0; MAINTAIN PROPERTY,RENT AND COLLECT RENT.| NAME OF ENTITY:MOKENA PUBLIC SCHOOLS; No; 11244 WILLOWCREST LANE; MOKENA; IL; 60448; CHIEF SCHOOL BUSINESS OFFICIAL; 07/2017; 80; 80; MANAGE MULTIPLE DEPARTMENTS INCLUDING BUSINESS OPERATIONS AND TRANSPORTATION.| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1802 N. DIVISION ST. SUITE 300; MORRIS; IL; 60450; Fixed Insurance; Independent Insurance Agent; 2/2/2016; 160; 160; Sale and service of fixed insurance products.| NAME OF ENTITY:SHAW FINANCIAL Group, LLC.; Yes; 1802 N. DIVISION ST. SUITE 300; MORRIS; IL; 60450; Financial Services/ DBA; President/Chief Executive Officer; 4/1/2016; 160; 160; Sale of fixed insurance, securities, and investment products.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-14 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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