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Current Employers
Carter Financial Group, Inc.

222 South Cook Street, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-30
  • IL RA
    APPROVED
    Since 2021-04-30

Branch Locations

222 South Cook Street, Barrington, IL 60010 • United States

Morris, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Morris IL 02/2015 04/2021
Mokena Public Schools Mokena IL 07/2017 Present
Carter Financial Group, Inc Barrington IL 04/2021 Present
Previous Registrations
Other Businesses

NAME OF ENTITY:NETTLE CREEK PROPERTIES, LLC; No; 729 E CHAPIN ST; MORRIS; IL; 60450; RENTAL PROPERTY; OWNER; 12/1/2016; 2; 0; MAINTAIN PROPERTY,RENT AND COLLECT RENT.| NAME OF ENTITY:MOKENA PUBLIC SCHOOLS; No; 11244 WILLOWCREST LANE; MOKENA; IL; 60448; CHIEF SCHOOL BUSINESS OFFICIAL; 07/2017; 80; 80; MANAGE MULTIPLE DEPARTMENTS INCLUDING BUSINESS OPERATIONS AND TRANSPORTATION.| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1802 N. DIVISION ST. SUITE 300; MORRIS; IL; 60450; Fixed Insurance; Independent Insurance Agent; 2/2/2016; 160; 160; Sale and service of fixed insurance products.| NAME OF ENTITY:SHAW FINANCIAL Group, LLC.; Yes; 1802 N. DIVISION ST. SUITE 300; MORRIS; IL; 60450; Financial Services/ DBA; President/Chief Executive Officer; 4/1/2016; 160; 160; Sale of fixed insurance, securities, and investment products.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-14
S65 Uniform Investment Adviser Law Examination 2000-11-07
S63 Uniform Securities Agent State Law Examination 2000-07-19
  • S66 Uniform Combined State Law Examination
    2016-03-14
  • S65 Uniform Investment Adviser Law Examination
    2000-11-07
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19
Other Names
  • Teri Linn Poundstone

View on SEC IAPD

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