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Andrew Wendell Gerling

Thrivent Investment Management Inc.

Golden Valley, MN

CRD 4212639

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-06-27
TX RA APPROVED_RES 2022-04-22
MN RA APPROVED 2013-11-18
  • OK RA
    APPROVED
    Since 2022-06-27
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Minneapolis MN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Previous Registrations
Other Businesses

AQUAVENTURE DIVE AND PHOTO CENTER POSITION: Scuba Diving Instructor NATURE: Teach SCUBA diving lessons and lead groups on SCUBA diving trips. SCUBA instruction is only done on the weekends about 5-6 times per year. I also lead a group of divers on a week long trip once per year. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: 10024 County Rd 81, Maple Grove MN 55369 DESCRIPTION: Teach beginner through advanced SCUBA diving to students of the dive shop. I also act as a group leader for a travel group, organized throught the dive shop, on a trip once per year for a week. DUCKS UNLIMITED - LAKE MINNETONKA CHAPTER POSITION: Prize Chairman NATURE: Our chapter holds an annual banquet to raise money for Ducks Unlimited which is a 501(c)3 organiztion. During the annual banquet raffle tickets are sold for prizes provided by Ducks Unlimited's nation office. 100% of the funds raised, after paying for food/drink at the event is then sent to DUs headquaters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 1 Waterfowl Way, Memphis TN 38120 DESCRIPTION: Total time of about 20 hours occurs in the first quarter of each year in preparation for the annual banquet. I have no involvement with the financial business of the chapter. I simple select the prizes for the banquet from a catalog and warehouse the prizes at my house until the event which is typically in April of each year. I also assist with the set up and planning of the acutal event. ADVENTURE SEAPLANES POSITION: Pilot NATURE: Adventure Seaplanes owns a fleet of seaplanes that are used of seaplane flight instruction and scenic air tours. I will act as pilot in command of seaplanes for paying passengers on scenic flights. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/26/2022 ADDRESS: 5800 Hoodoo Point Rd, Tower MN 55790, United States DESCRIPTION: Fly a seaplane for paying passengers as the sole pilot on board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-09
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S66 Uniform Combined State Law Examination
    2007-05-09
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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