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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-22
IN RA APPROVED 2009-10-08
  • TX RA
    APPROVED_RES
    Since 2019-10-22
  • IN RA
    APPROVED
    Since 2009-10-08

Branch Locations

1496 Pope Ct Ste 3, Chesterton, IN 46304 • United States

Westville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glenview IL 02/2006 03/2020
Ameriprise Financial Services, Llc Chesterton IN 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 591 Graham Drive, , Chesterton, IN, 46304; Not Investment-Related; 07/21/2014. Independent Insurance Brokering; National Health Insurance Company; 10/10/2017; / Lincoln National life Insurance Company; 12/01/2013; / Protective Life; 08/10/2012; Group / Prudential; 10/09/2017; . Business Ownership; Accelerant Business Services, LLC; Co-owner; Plan production and practice training around financial planning implementation, analysis, documentation, behavior, and processes.; 1496 Pope Court, Suite 3, Chesterton, IN, 46304; Not Investment-Related; 07/18/2012; 60 hours per month; 40 to 59 during trading hours / Skinny Cow, LLC; Management of financial planning practice; This is for management of financial planning practice; 1496 Pope Court, Suite 3, , Chesterton, IN, 46304; Not Investment-Related; 11/12/2021; 10 to 19 hours per month; 1 to 9 during trading hours / TD Practice Management, LLC; Owner; Manage Ameriprise Business; 1496 Pope Court, Suite 3, Chesterton, IN, 46391; Investment-Related; 03/03/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Expenditionary Overwatch; Treasurer; 411 E Wisconsin Avenue, Unit 1000, , Milwaukee, WI, 53202; Not Investment-Related; 02/07/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Chesterton Wrestling Club; Middle School Chair; P.O. Box 718, , Chesterton, IN, 46304; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Accelerant Business Services, LLC; Owner/ Manager - Lead a plan production and financial planning tool training and advice meeting team teaching other Ameriprise advisors how to use NP and MGP and PPSP activities.; ; 1496 Pope COurt, , Chesterton, IN, 46304; Not Investment-Related; 07/18/2012; 60 hours per month; 40 to 59 during trading hours / TD Practice Management, LLC; Owner; Manage advisory business; 1496 Pope Court, Suite 3, Chesterton, IN, 46304; Investment-Related; 03/03/2025; 40 to 59 hours per month; 10 to 19 during trading hours / Skinny Cow, LLC; President - Manage operations of financial planning practice; Manage advisory business; 1496 Pope Court, Suite 3, , Chesterton, IN, 46304; Investment-Related; 11/17/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2000-09-25

View on SEC IAPD

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