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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

154 Quaker Rd., Queensbury, NY 12804 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Albany NY 04/2007 Present
Previous Registrations
  • 2004-04-22 → 2006-01-18
    Keybanc Capital Markets Inc.
    Malta, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2000-09-20

View on SEC IAPD

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