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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-01 |
| IL | RA | APPROVED | 2026-04-03 |
| MN | RA | APPROVED | 2025-10-23 |
| NE | RA | APPROVED | 2023-02-27 |
Branch Locations
950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Wayzata, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lake Forest | IL | 08/2016 | Present |
| City National Bank | Lake Forest | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-23 |
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