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Barbara Taylor-Hatje

Morgan Stanley

West Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-24
CT RA APPROVED 2016-04-11
  • TX RA
    APPROVED_RES
    Since 2021-06-24
  • CT RA
    APPROVED
    Since 2016-04-11

Branch Locations

433 South Main Street, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc West Hartford CT 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 Present
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    West Hartford, CT
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-02-06 → 2016-03-09
    Enfield, CT
    Enfield, CT
    Windsor, CT
    East Windsor, CT
    South Windsor, CT
    East Windsor, CT
    Manchester, CT
    Worcester, MA
    Vernon, CT
    Vernon, CT
    Enfield, CT
  • 2013-06-13 → 2014-12-31
    Cromwell, CT
  • 2006-08-14 → 2013-06-04
    Glastonbury, CT
    Cheshire, CT
    Middletown, CT
    Cromwell, CT
  • 1999-10-27 → 2006-05-03
    Morgan Stanley Dw Inc.
    Hartford, CT
    Hartford, CT
Other Businesses

2. insurance; Not Investment related; Receiving trails from former employer; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Apr 2016; During business hours: 0; After business hours: 0; compensation of insurance trails from former employer. *253089 - St Pius Roman Catholic Church; Investment Related - No; Middletown, Connecticut; Civic/Community; Finance Committee Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 1; After Business Hours: 3; Other.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-09
  • S66 Uniform Combined State Law Examination
    1999-09-09
Other Names
  • Barbara Lynne Taylorhatje
  • Barbara Lynne Taylor
  • Barbara Lynne Taylor-Hatje

View on SEC IAPD

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