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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-24 |
| CT | RA | APPROVED | 2016-04-11 |
Branch Locations
433 South Main Street, West Hartford, CT 06110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | West Hartford | CT | 04/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
2. insurance; Not Investment related; Receiving trails from former employer; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Apr 2016; During business hours: 0; After business hours: 0; compensation of insurance trails from former employer. *253089 - St Pius Roman Catholic Church; Investment Related - No; Middletown, Connecticut; Civic/Community; Finance Committee Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 1; After Business Hours: 3; Other.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-09 |
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