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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-06 |
| WI | RA | APPROVED | 2022-01-06 |
Branch Locations
3470 Gateway Rd, Brookfield, WI 53045 • United States
3155 N. 124Th Street, Brookfield, WI 53005 • United States
15450 W National Avenue, New Berlin, WI 53213 • United States
900 Elm Grove Rd., Elm Grove, WI 53122 • United States
Pewaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investment Management Inc | Chicago | IL | 06/2012 | 12/2019 |
| Bmo Harris Financial Advisors, Inc. | Milwaukee | WI | 08/2012 | 12/2019 |
| Bmo Investment Distributors, Llc | Milwaukee, | WI | 01/2015 | 12/2019 |
| Bmo Asset Management Corp. | Milwaukee | WI | 04/2005 | 12/2021 |
| Foreside Financial Services, Llc | Milwaukee | WI | 01/2020 | 12/2021 |
| Lpl Financial Llc | Elm Grove | WI | 01/2022 | Present |
| Bmo Harris Bank | Elm Grove | WI | 01/2022 | Present |
1) 12/29/2021 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 12/29/2021 - STADING REVOCABLE LIVING TRUST dated 07/13/2021 -Act in a Fiduciary Capacity - Inv Rel - Pewauke, WI - Start: 07/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-09 |
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