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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-12-02 |
Branch Locations
2100 Southbridge Pkwy, Suite 650, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Birmingham | AL | 06/2000 | 11/2024 |
| Concourse Financial Group Agency Inc | Birmingham | AL | 05/1998 | 06/2020 |
| Concourse Financial | Birmingham | AL | 06/2020 | Present |
| The Leaders Group Inc | Littleton | CO | 11/2024 | Present |
1.) CONCOURSE FIN GROUP - 6/1/20 - 2100 SouthBridge Pkwy, Suite 650, Birmingham, AL 35209 - Director of Internal Sales, Internal Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SIMPLICITY GROUP - 12/1/24 - 2100 SouthBridge Pkwy, Birmingham, Suite 650, AL 35209 - Sr Planning Specialist, Inside sales for BGA, Not Invt Rel, Insurance sales, 160 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 11/25/24 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-19 |
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