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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-12-02
  • AL RA
    APPROVED
    Since 2024-12-02

Branch Locations

2100 Southbridge Pkwy, Suite 650, Birmingham, AL 35209 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 06/2000 11/2024
Concourse Financial Group Agency Inc Birmingham AL 05/1998 06/2020
Concourse Financial Birmingham AL 06/2020 Present
The Leaders Group Inc Littleton CO 11/2024 Present
  • 06/2000 → 11/2024
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 05/1998 → 06/2020
    Concourse Financial Group Agency Inc
    Birmingham, AL
  • 06/2020 → Present
    Concourse Financial
    Birmingham, AL
  • 11/2024 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2020-11-11 → 2024-12-02
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

1.) CONCOURSE FIN GROUP - 6/1/20 - 2100 SouthBridge Pkwy, Suite 650, Birmingham, AL 35209 - Director of Internal Sales, Internal Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SIMPLICITY GROUP - 12/1/24 - 2100 SouthBridge Pkwy, Birmingham, Suite 650, AL 35209 - Sr Planning Specialist, Inside sales for BGA, Not Invt Rel, Insurance sales, 160 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 11/25/24 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-11
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S65 Uniform Investment Adviser Law Examination
    2020-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19
Other Names
  • Misty Leigh Seals
  • Misty Leigh Mcminn
  • Misty Mcminn Freeman
  • Misty Leigh Freeman
  • Misty L Mcminn

View on SEC IAPD

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