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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-07-31 |
| NV | RA | APPROVED | 2018-07-27 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
1980 Festival Plaza Dr Suite 200, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Insight Partners Llc | Las Vegas | NV | 06/2009 | 07/2018 |
| Foothill Securities Inc | Mountain View | CA | 07/2010 | 12/2016 |
| Securities America, Inc. | Las Vegas | NV | 12/2016 | 12/2016 |
| M. S. Howells & Co. | Las Vegas | NV | 12/2016 | 11/2025 |
| Ashton Thomas Insurance Agency | Scottsdale | AZ | 07/2018 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 07/2018 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 11/2025 | Present |
1) MARCH 2003; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; INVESTMENT RELATED; INSURANCE AGENT; DEVOTE 2 HRS/MONTH, 0 DURING MARKET HOURS 2) JULY 2018; ASHTON THOMAS PRIVATE WEALTH, LLC, LAS VEGAS, NV; INVESTMENT RELATED INDEPENDENT FINANCIAL ADVISOR; MANAGING WEALTH ADVISOR; DEVOTE 160 HOURS PER MONTH DURING MARKET HOURS. 3) JAN. 2016; ST. JUDES RANCH FOR CHILDREN; BOULDER CITY, NV; NON INVESTMENT RELATED; CHAIRMAN OF THE BOARD FOR NON-PROFIT CHARITY; DEVOTE 30 HRS/MO, 1HR/DAY DURING MARKET HOURS. 4)Gallant Endeavors, LLC, Investment Related, 10777 W. Twain Ave., Suite 225,89135, Personal Holding company, Managing Member, 07/18, 1 hour. 5) Knight Investment Properties, LLC, Not Investment Related, PO. Box 57713, Salt Lake City, 89157, Family Real Estate, Member 01/1993,0 hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-08 |
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