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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-07-31
NV RA APPROVED 2018-07-27
  • AZ RA
    APPROVED
    Since 2018-07-31
  • NV RA
    APPROVED
    Since 2018-07-27

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

1980 Festival Plaza Dr Suite 200, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Insight Partners Llc Las Vegas NV 06/2009 07/2018
Foothill Securities Inc Mountain View CA 07/2010 12/2016
Securities America, Inc. Las Vegas NV 12/2016 12/2016
M. S. Howells & Co. Las Vegas NV 12/2016 11/2025
Ashton Thomas Insurance Agency Scottsdale AZ 07/2018 Present
Ashton Thomas Private Wealth, Llc Scottsdale AZ 07/2018 Present
Ashton Thomas Securities, Llc Rochester NY 11/2025 Present
  • 06/2009 → 07/2018
    Capital Insight Partners Llc
    Las Vegas, NV
  • 07/2010 → 12/2016
    Foothill Securities Inc
    Mountain View, CA
  • 12/2016 → 12/2016
    Securities America, Inc.
    Las Vegas, NV
  • 12/2016 → 11/2025
    M. S. Howells & Co.
    Las Vegas, NV
  • 07/2018 → Present
    Ashton Thomas Insurance Agency
    Scottsdale, AZ
  • 07/2018 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 11/2025 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
Previous Registrations
Other Businesses

1) MARCH 2003; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; INVESTMENT RELATED; INSURANCE AGENT; DEVOTE 2 HRS/MONTH, 0 DURING MARKET HOURS 2) JULY 2018; ASHTON THOMAS PRIVATE WEALTH, LLC, LAS VEGAS, NV; INVESTMENT RELATED INDEPENDENT FINANCIAL ADVISOR; MANAGING WEALTH ADVISOR; DEVOTE 160 HOURS PER MONTH DURING MARKET HOURS. 3) JAN. 2016; ST. JUDES RANCH FOR CHILDREN; BOULDER CITY, NV; NON INVESTMENT RELATED; CHAIRMAN OF THE BOARD FOR NON-PROFIT CHARITY; DEVOTE 30 HRS/MO, 1HR/DAY DURING MARKET HOURS. 4)Gallant Endeavors, LLC, Investment Related, 10777 W. Twain Ave., Suite 225,89135, Personal Holding company, Managing Member, 07/18, 1 hour. 5) Knight Investment Properties, LLC, Not Investment Related, PO. Box 57713, Salt Lake City, 89157, Family Real Estate, Member 01/1993,0 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2000-09-08

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