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Current Employers
Teamwork Financial Advisors, Llc

8 Dominion Drive Bldg 100-103, San Antonio, TX 78257 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8 Dominion Drive Bldg 100-103, San Antonio, TX 78257 • United States

200 N. Seguin Ste. 9, New Braunfels, TX 78130 • United States

201 W. Hillside Suite 19, Laredo, TX 78041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 03/2009 Present
Questar Asset Management Minneapolis MN 03/2009 Present
Teamwork Financial Advisors Llc San Antonio TX 08/2012 Present
Moe And Lytton San Antonio TX 02/2005 Present
  • 03/2009 → Present
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2009 → Present
    Questar Asset Management
    Minneapolis, MN
  • 08/2012 → Present
    San Antonio, TX
  • 02/2005 → Present
    Moe And Lytton
    San Antonio, TX
Previous Registrations
  • 2009-05-15 → 2012-09-19
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2003-11-18 → 2005-08-31
    Next Financial Group, Inc.
    San Antonio, TX
Other Businesses

PRACTICE LAW FOR MOE & LYTTON, USING APPROXIMATELY 8 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS. SELL INSURANCE PRODUCTS, USING APPROXIMATELY 25 HOURS PER MONTH, OF WHICH 10 HOURS PER MONTH FALL DURING SECURITIES TRADING HOURS. Doug Moe is a consulting and limited partner of a company that provides legal, tax and consulting services. His duties include investment in materials transported for industrial manufacturers. 0 hours a month are spent on this activity during trading hours and 16 hours are spent on this activity outside of trading hours. 10% of his yearly compensation comes from these activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-14
S66 Uniform Combined State Law Examination 2003-11-14
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S65 Uniform Investment Adviser Law Examination
    2009-05-14
  • S66 Uniform Combined State Law Examination
    2003-11-14
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12

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