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8 Dominion Drive Bldg 100-103, San Antonio, TX 78257 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
8 Dominion Drive Bldg 100-103, San Antonio, TX 78257 • United States
200 N. Seguin Ste. 9, New Braunfels, TX 78130 • United States
201 W. Hillside Suite 19, Laredo, TX 78041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 03/2009 | Present |
| Questar Asset Management | Minneapolis | MN | 03/2009 | Present |
| Teamwork Financial Advisors Llc | San Antonio | TX | 08/2012 | Present |
| Moe And Lytton | San Antonio | TX | 02/2005 | Present |
PRACTICE LAW FOR MOE & LYTTON, USING APPROXIMATELY 8 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS. SELL INSURANCE PRODUCTS, USING APPROXIMATELY 25 HOURS PER MONTH, OF WHICH 10 HOURS PER MONTH FALL DURING SECURITIES TRADING HOURS. Doug Moe is a consulting and limited partner of a company that provides legal, tax and consulting services. His duties include investment in materials transported for industrial manufacturers. 0 hours a month are spent on this activity during trading hours and 16 hours are spent on this activity outside of trading hours. 10% of his yearly compensation comes from these activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-14 |
| S66 | Uniform Combined State Law Examination | 2003-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-12 |
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