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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-03-26
  • FL RA
    APPROVED
    Since 2009-03-26

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc. St. Petersburg FL 12/2006 Present
  • 12/2006 → Present
    Raymond James Financial Services,Inc.
    St. Petersburg, FL
Other Businesses

Name of Business: N/A - rental real estate. Address: 2879 Bullard Dr, Clearwater, FL Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None. Wife handles all facets of the rental condo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-26
  • S66 Uniform Combined State Law Examination
    2006-10-26
Other Names
  • John G Tholen
  • John George Tholen
  • John George Tholen Iii

View on SEC IAPD

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