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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-31
KS RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-03-31
  • KS RA
    APPROVED
    Since 2009-01-02

Branch Locations

100 Military Plaza Suite 120, Dodge City, KS 67801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Dodge City KS 06/2006 Present
Raymond James Financial Services Advisors, Inc Dodge City KS 01/2009 Present
Other Businesses

(1)Name of Business: 139 LLC Address: 2016 Windsong Way , Dodge City , KS, 67801, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am just helping my daughter get her local boutique started. (2)Name of Business: Dodge City Financial LLC Address: 2016 Windsong Way, Dodge City, KS, 67801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/22/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Garry Fry & Travis Heath are partners in the LLC (3)Name of Business: Reign Wealth Advisors Address: 100 Military Ave Ste 120, Dodge City, KS, 67801-4945, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S66 Uniform Combined State Law Examination
    2007-05-23
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26
Other Names
  • Travis D. Heath

View on SEC IAPD

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