Best Investors Account Sign in

Kathleen Amanda Peters

U.S. Bancorp Advisors, LLC

Minneapolis, MN

Woodbury, MN

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-04
  • MN RA
    APPROVED
    Since 2023-08-04

Branch Locations

800 Nicollet Mall, Minneapolis, MN 55402 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortis Financial Group Woodbury MN 01/2001 08/2017
Securian Financial Services, Inc. St. Paul MN 08/2017 09/2017
Securian Financial Services, Inc. St. Paul MN 09/2017 09/2018
Cri Securities, Llc St. Paul MN 09/2017 09/2018
Minnesota Life Insurance Co. St. Paul MN 09/2017 09/2018
U.S. Bank Minneapolis MN 09/2018 Present
U.S. Bancorp Investments, Inc. Minneapolis MN 10/2018 Present
U.S. Bancorp Advisors, Llc Minneapolis MN 08/2023 Present
  • 01/2001 → 08/2017
    Fortis Financial Group
    Woodbury, MN
  • 08/2017 → 09/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 09/2017 → 09/2018
    Securian Financial Services, Inc.
    St. Paul, MN
  • 09/2017 → 09/2018
    Cri Securities, Llc
    St. Paul, MN
  • 09/2017 → 09/2018
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 09/2018 → Present
    U.S. Bank
    Minneapolis, MN
  • 10/2018 → Present
    U.S. Bancorp Investments, Inc.
    Minneapolis, MN
  • 08/2023 → Present
    U.S. Bancorp Advisors, Llc
    Minneapolis, MN
Previous Registrations
  • 2018-10-22 → 2026-04-07
    U.S. Bancorp Investments, Inc.
    Minneapolis, MN
    Saint Paul, MN
    Minneapolis, MN
    Woodbury, MN
  • 2017-09-25 → 2018-10-02
    Securian Financial Services, Inc.
    St Paul, MN
  • 2017-09-25 → 2018-10-02
    Cri Securities, Llc
    St Paul, MN
  • 2014-01-27 → 2017-09-06
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Woodbury, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-13
  • S66 Uniform Combined State Law Examination
    2003-02-13
Designations
Other Names
  • Kathleen Fritsch
  • Kathy Peters

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor